Developments emerging from SEC around Dodd-Frank… albeit, slowly 18 January 2013 / By Krista Antinis / macro economy, regulation & compliance / 0 comments
To better understand HFT, S.E.C. turns to leading trading firm 10 October 2012 / By Krista Antinis / HFT, exchanges, regulation & compliance / 0 comments
The Regulator Role: What can be done to protect market fairness … 29 June 2012 / By Laura Lupo / regulation & compliance / 0 comments
#SEC adopts rules defining #OTC #swaps terms 19 April 2012 / By luchen / futures, options & derivatives, regulation & compliance / 0 comments
Has #Dodd-Frank whistleblower program shown effects yet? 17 April 2012 / By luchen / regulation & compliance / 1 comment
Jordan Thomas talks #whistleblowing at The Trading Show Chicago 11 November 2011 / By gracie / Algorithmic Trading, HFT, regulation & compliance / 0 comments
